Department of Banking

🔒CT regulators fine two finance firms $20K over unlicensed lending

Regulators have fined two Florida finance companies after finding they operated in the state without proper licenses.

TD Ameritrade to pay $15K fine, $10.8K in restitution in CT over excessive commission charges

The settlement stems from a multistate investigation coordinated through the North American Securities Administrators Association.

🔒CT regulators revoke Glastonbury mortgage firm’s license, fine executives

Regulators have revoked the licenses of a Glastonbury mortgage firm and its two executives after finding violations of state and federal laws.

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