Hartford insurer The Phoenix Cos. Inc. says it is caught up now on another batch of its outstanding periodic filings of financials for the parent and its PHL Variable Insurance subsidiary.
Phoenix says PHL’s 10-Q filings were submitted Friday to the U.S. Securities & Exchange Commission covering the first, second, and third quarters of 2013.
A day earlier, the parent filed with the SEC its past-due 10-quarterly reports for the first, second and third quarters of 2013.
Phoenix also said that on Sept. 8 it submitted to state insurance regulators 2013 audited statutory financial statements covering its PHL, Phoenix Life Insurance, Phoenix Life & Annuity, and American Phoenix Life and Reassurance units.
“We are pleased to reach this latest milestone as we catch up with our delayed filings,” CEO James D. Wehr said in a statement. “We remain focused on completing our outstanding 2014 quarterly SEC filings and are committed to becoming a current SEC filer this year.’’
Phoenix faces extra SEC fines if it misses the securities regulator’s deadlines for the remaining filings.
